Compliance Science

regtechcompliancegovernancerisk management

FOUNDING YEAR: 2003
LOCATION: United States
Last Update: 17/07/2020

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About

ComplySci is a leading provider of technology solutions that help compliance organizations identify, monitor, manage and report on conflicts of interest arising from employee activities, including personal trading, gifts and entertainment, political contributions, outside business affiliations, and other code of ethics violations.Founded in 2003 by early pioneers in the development of automated compliance management solutions, ComplySci is now trusted by over 1,000 customers, including some of the worlds largest financial institutions. Compliance Officers rely on ComplyScis scalable and sophisticated platform to stay ahead of risk.For more information: www.complysci.com 212-327-1533 | +44 (0)20 7153 1040

MEDICI Analysis

ComplySci provides governance, risk management, and compliance management solutions to the financial services and individual professionals. It's ComplySci platform provides compliance and risk management solution that identifies risks and manages regulatory and compliance challenges.

Focus

PRODUCTS & SERVICES

It provides a risk management and compliance platform that helps compliance officers to monitor, manage, and report on conflicts of interest arising from employees which includes: personal trading, gifts & entertainment, political contribution, IPO, private placement, etc. Its rich proprietary analytics provide insights into behaviors, patterns, trends, and exceptions resulting from employee activities. This helps to detect anomalies and rule violations at an early stage.

REVENUE MODEL

Monthly subscription based revenue model

MAIN CLIENTS

Investment Banks,Insurance Companies,Private Equity Firms,Hedge Funds,Public Corporations.

EXISTING PARTNERSHIPS

AIM Software,CounselWorks,Compliance Risk Concepts (CRC),Digiterre,Laven Group,FrontLine Compliance,Sound Compliance Services,SIX Financial Information,Vigilant Compliance

LLC

Traction

TRACTION COMMENT:

The company claims that it has more than 1,000 firms worldwide and, among other activities, monitors millions of trades, certifications and pre-clearance requests annually. (Aug. 2018)

People

FOUNDERS

Michael D'Angelo

Mitchel Kraskin

BOARD MEMBERS AND ADVISORS

Glenn Stevens

Michael D’Angelo(President

COO) C

Ronald Gould(Chairman)

Chris Sugden

NUMBER OF EMPLOYEES

51-200

INVESTORS:

Edison Partners

Vista Equity Partners

KEY EMPLOYEES:

Jean-Marc Levy(CEO)

Momentum

FUNDED

YES

TOTAL FUNDING

$11.25 M

DATE OF LAST FUNDING

Aug 2018

TOTAL FUNDING COMMENT

The company is planning to use the funds to accelerate its growth in regulatory compliance software market. (Aug. 2018)

FUNDING SERIES

SERIES A  · $8.25 M  · Jan 2014

OTHERS  · $3 M · Aug 2018

LISTED

NO

COMMENT

An undisclosed strategic funds raised by Vista Equity Partners. (Aug. 2018)

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