• FOUNDING YEAR: 2011
    LOCATION:
    United States
    REGION:
    California
    Last Update:
    9 Sep, 2019

Description

FOCUS

PRODUCTS & SERVICES:
The company provides platform for measurement of client risk tolerance. Helps clients to find their risk tolerance and in quantifying the suitability.
REVENUE MODEL:
Viewable by subscribers only
MAIN CLIENTS:
Investment Advisors, broker-dealers, RIAs, asset managers, custodians and clearing firms
EXISTING PARTNERSHIPS:
Securities America, Redtail, Private Advisor Group, eMoney, Independent Advisor Alliance, TradeWarrior, Orion Advisor Services, NEXT, CLS - business partner to provide better access to their customers.
COMMENT
Risk Management & Portfolio Analysis Services for RIAs, Advisory Firms, Brokerage firms, Asset Management firms, Banks & Other Institutions, Real-Time Wealth Management Enterprise Service, Compliance Cloud for Big data compliance analytics for BDs and large RIAs, Autopilot for Automated Asset Managment.

PEOPLE

FOUNDERS:
Aaron Klein, Matt Pistone
Board Members and Advisors:
Barry Ritholtz, Ryan Shank, Andy Swan, Downtown Josh Brown, Aaron Klein, Michael McDaniel, Steve Ricketts
NUMBER OF EMPLOYEES:
51-200
INVESTORS:
Angel Investors

TRACTION

VALUATION / MARKET CAP:
$14 MM in 2015
TRANSACTIONS VALUE:
$90 Billions
TRANSACTIONS COMMENT:
AUM (Asset Under Management)

MOMENTUM

FUNDED:
YES
TOTAL FUNDING:
$23.54 Millions
SEED & PRIOR FUNDING:
$1.04 Millions
SEED CLOSED ON:
Jan 2014
SEED PRIOR FUNDING COMMENT:
Raise Venture funding of $200K in Jan 2012, $200K in Apr 2014 and $2.1M in Jan 2015
FUNDING SERIES:
SERIES A
$20 Millions Closed: Oct 2016
LISTED:
NO

LATEST RESEARCH